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Project Management Control Book
By Gar Houston
9 Mar, 2007 - 7:03:10 PM

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Project Management Control Book

Overview

Many organisations have developed a standardised project management folder structure so that there is a common approach used to filing project management documents.  

This is a highly recommended practice which makes filing and finding project management documents easier especially where the organisation is wishing to achieve a repeatable process as required to obtain CMM Level 3 or the equivalent.

But why should an organisation implement a standardised Project Management Control Book?

Detail

There are a number of reasons for using a common project filing standard.  

A standard approach to project filing makes project manager succession / change-over much easier as a new project manager would know exactly where to find key documents in the filing system.  

It also means that all project members know where to find and file project documents.

If a standardised project folder structure is used, it is advisable that the same filing structure is used for hard-copy and soft-copy documentation.  This means that a project hard-copy folder should be setup and an identical project folder structure be setup on a project data-store on a shared computer system.

The hard-copy folder should be a file store for physical documents that were significant e.g., signed-off documents or copies with signatures, and physical copies of signed contracts not distributed in soft-copy form.  The soft-copy folder should contain all work-in-progress documents, and significant correspondence and final published versions of documents.

Having a common folder structure for all projects also allows the organisation to improve the control and management of key IP, and aid the structuring of projects into programs, portfolios or business interest or management areas.

So what basis should be used for the project folder structure?

There are many possible ways that project folders may be structured, but probably the most common structures used are based on PMBOK.

PMBOK breaks project management into 9 areas of knowledge as follows:

1.       Integration management

2.       Scope management

3.       Time management

4.       Cost management

5.       Quality management

6.       Human Resources management

7.       Communications management

8.       Risk management

9.       Procurement management

Whatever structure is decided on, it is necessary to provide project management staff with a guideline to indicate where project documents should be filed in the folder structure.

The following table is an example of a guideline that might be used as a basis for building a PMBOK -based project folder structure :

No

Folder Name

Folder Contents

01

The Project Integration 

Contains the documents that define the formal project commitments and planning made: 

  • To sponsor and  business customer  
  • To project stakeholders through The Project
  1. Project Management Plan (PMP)
  2. Any related documents
  3. Any significant correspondence relating to the sign-off of the PMP

02

Scope Management

  1. Project Briefs
  2. Scoping Reports
  3. Business Requirements Specifications
  4. Requirements Traceability Matrix
  5. Bids / Tenders / Proposals / Work Orders
  6. Solution Specifications & Drawings
  7. Design documents  including Solution Designs & Functional Specifications
  8. Scope Verification Plans and Records
  9. Any related documents

03

Time Management

  1. Activity Definition / Sequencing / Estimates
  2. Project Schedules
  3. Timesheets

04

Financial Management

  1. Project Cost Estimates
  2. Project Cost Reports
  3. Project Financial Forecasts
  4. Any related documents

05

Quality Management

  1. Project Quality Plan (if not in PMP)
  2. Quality / Service Assurance
  3. Quality Audit Reports & Actions
  4. Testing documentation
  5. Any related documents

06

Human Resource Management

  1. Project Organisation Chart (if not in PMP)
  2. Project Roles & Responsibilities (if not covered in PMP)
  3. Project Recruitment Records
  4. Project Training & Development Plans
  5. Project Resource Planning (if not covered in the Project Schedule)

07

Communications Management

  1. Communications Plan (if not in PMP)
  2. Overviews & Presentations
  3. Project Correspondence
  4. Meeting Minutes (Project Team, Steering Team and Vendor)
  5. Project Progress Reviews & Reports
  6. Project hand-over documentation
  7. Post-Implementation Reviews
  8. Project Emails

08

Risk Management

  1. Risk Management Plan
  2. Risk Log
  3. Issue Log
  4. Any related documents

09

Procurement Management

  1. Supplier Selection Process / Plan
  2. Requests For Proposals / Quotes
  3. Supplier Proposals / Statements of Work
  4. Supplier Project Plans / Schedules
  5. Supplier Contracts /  Terms & Conditions
  6. Service Level Agreements
  7. Purchase Orders & Invoices
  8. Supplier Agreements
  9. Supplier Correspondence
  10. Licenses and associated documentation
  11. Hardware and associated documentation

    Click to download the attached file(s):
About Gar Houston
gar_houston@bigpond.com
Gar Houston, MPD, MAIPM
Gar is an Assessor for the AIPM Registered Project Manager (RegPM) certification and a former CPA. He has more than 30 years of experience in Project Management, IT and Finance. Gar has a Degree in Finance, an Advanced Diploma in Project Management and has spent 7 years in Finance, 9 years as a System Developer and IT Manager and 15 years in various Project Management roles including Business Analyst, Project Manager, Program Manager, Group Program Manager, and Project Office Manager.
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